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Introduction |
In murder, the
defendant causes the death of the victim.
The result or
consequence is the death. Therefore, some crimes are referred to as
'result' crimes.
In these crimes,
the offence specifies to the consequence.
Another example is
assault occasioning actual bodily harm. The causing of the harm is the
consequence.
In order to secure
a conviction the prosecutor must prove that the defendant caused the
result (caused the consequence).
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Causation in fact |
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To establish
causation it is necessary to firstly ask if the defendant in fact caused
of the specified consequence of the offence. One way is to ask
"But for what the defendant
did would the consequences have occurred?"
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‘But For’
(or
sine qua non)
Test |
"Sine qua non" is Latin for
"without which, not" meaning an essential condition, something that is
indispensable.
In full it is "causa sine qua non"
literally translated means cause without which - the event - could not
have occurred.
This is a basic and vital test for factual causation.
If the result would not have occurred 'but
for' what the defendant did, then the prosecution has established
causation in fact. Unsurprisingly, this is referred to as the 'but for'
test.
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The prosecution
failed to establish causation in fact in
White (1910) |
The defendant put
cyanide into his mother's drink, but she died of heart failure before the
poison could kill her.
The answer to the
question 'But for what the defendant did would she have died?' is
'No'. She would have died anyway. Not guilty of murder.
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Other cases that illustrate the 'but for
test' - and are also relevant to legal causation |
R v Blaue (1975) Jehovah's Witness stabbed, refused blood transfusion.
R v Jordan (1956) Stabbed, then given "palpably" wrong medical
treatment.
R v Cheshire (1991) Shot in chip shop, bad medical treatment.
R v Dalloway (1847) driver of cart not holding reins, would have made
no difference if he had.
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Causation in law
(sometimes called imputable causation) |
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Legal causation
required in addition to factual |
Having established
causation in fact it is
also
necessary to establish causation
in law.
Causation in fact does not always mean there
will be causation in law.
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Operative or
substantial cause, or intervening event reasonably foreseeable. |
Causation in law
can be established by showing that the defendant's act was an
'operative and
substantial'
cause of the consequence and that there was no intervening event.
In
R v Malcherek & Steel (two separate cases involving victims who where
kept alive on life support machines that were switched off. The
original injuries were held to be an operating and substantial cause.
R v Smith (1959) (soldier stabbed
in barracks)
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'Substantial' |
Means more than
something very trivial, more than something that the law considers de
minimis.
Contrast a deep
cut and a pin prick (both constitute wounds).
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‘Operative’ |
An 'operative'
cause does not have to be the ‘sole or main’ cause of the specified
consequence
Benge (1865).
R v Dalloway (1847) (Carter not holding reins killed child)
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Intervening
events; novus actus interveniens |
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If merely a
setting ,
chain would be broken. |
If the defendant's
act merely provided the setting in which some other cause operated the
chain of causation would be broken
Smith (1959). |
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Legal causation
exists if
result reasonably
foreseeable.
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Another way to
show that defendant's act was the 'operative and substantial' cause in law
is to ask if the result was a reasonably foreseeable consequence the
defendant's actus.
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Pagett (1983) |
The defendant
found guilty of causing the death of a girl. He held the girl hostage in
front of him when he fired at armed police officers.
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The 'thin skull'
rule |
The 'thin skull'
rule says that the defendant must take his victim as he finds him.
Therefore, even if injury or death is not reasonably foreseeable the law
still considers the defendant liable if the victim suffered from some
physical or mental condition that made him or her vulnerable.
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..or egg shell
skull rule. |
It is called the
'thin skull rule' in appreciation that if you knock a person to the ground
who has such a skull, the defendant should be liable. It is not the
victim's fault that he was not blessed with a more substantial cranium.
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Blaue (1975) |
The defendant
caused the death of a Jehovah's Witness whom he had stabbed.
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Self-neglect |
Victims sometimes
neglect their wounds, or others neglect them. This may not be reasonably
foreseeable even so such neglect will not break the chain of causation
In a case quoted
in the Scottish Law Commission report is
California v Lewis where the victim having been shot cut his own
throat rather than die slowly from the gunshot wounds.
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Smith (1959) |
Three soldiers
engaged in a fight in their barracks, one was stabbed with a bayonet. He
was carried by another soldier who dropped him twice on the way to the
medical station.
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Death caused by
medical treatment |
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As a matter of
policy seldom successful plea. |
An original
assailant can not escape liability by showing that his victim received
inadequate, or negligent medical treatment, unless medical treatment is
grossly negligent,
Smith (1959)
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When the medical
treatment is grossly negligent, the chain of causation may be broken. |
Jordan (1956) D stabbed V, who
died eight days later in hospital. The medical treatment was 'palpably
wrong'.
R v Cheshire (1991) Shot in chip shop, bad medical treatment, but not
'papably wrong'. |
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Double Effect |
The administration
of pain easing drugs that incidentally shorten life by a very short period
(hours or days, but not weeks or months) Would not amount to a cause in
law of death
Adams (1957).
No doctor has ever
been convicted of murder in the UK in these circumstances. In any event,
juries have been shown unwilling to convict, as
Dr Moor was
relieved to find out when he was acquitted on
11
May 1999.
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